Management had initiated a plan to file a registration statement with the SEC, but the client lacked the SEC reporting and technical accounting expertise needed to draft S-X compliant financial statements and the MD&A in preparation for an IPO. The client also required assistance preparing for compliance with SOX Section 404 and lacked the systems to support operating as a public company.
Services Provided
• IPO Readiness Assessment
• Technical Accounting
• Registration Statement
• SEC Comment Letter Response
• Sarbanes-Oxley Compliance
• Project Management
Results Delivered
We facilitated the IPO process, helped the company meet its filing deadline, and implemented systems and processes that enable the company to effectively operate as a public company.
